Deidra Elise Willis

Deidra Elise Willis is a financial advisor employed by Northwestern Mutual Investment Services in Charlotte, North Carolina. With over 5 years of experience and 2 exams passed. Deidra maintains the following registrations: Investment Advisor and Broker.  Deidra is licensed as an Investment Advisor, which is defined as someone who is paid to provide advice about securities. Investment advisors can also be paid to manage investment portfolios or offer financial planning services. Other terms commonly used for investment advisors include Investment Advisor Representative (IAR) and Registered Investment Advisor (RIA). As a Broker, Deidra is also registered with FINRA as a Broker (sometimes referred to as a broker-dealer registered rep, or RR). Brokers are the sales personnel who work for larger brokerage firms. These firms (also known as broker-dealers) are in the business of buying and selling securities such as stocks, bonds, mutual funds and other investment-related products. These firms are also registered with FINRA and can engage in securities transactions on behalf of its customers (as broker) or for its own account (as dealer).